SEC News

2012-217	Oct. 26, 2012	SEC Charges Denver-Based Insurance Executive with Insider Trading
2012-216	Oct. 26, 2012	SEC Charges Silicon Valley Executive for Role in Galleon Insider Trading Scheme
2012-215	Oct. 22, 2012	SEC Adopts Standards for Risk Management and Operations of Clearing Agencies
2012-214	Oct. 19, 2012	More Than 1,500 Private Fund Advisers Registered With the SEC Since Passage of the Financial Reform Law
2012-213	Oct. 18, 2012	SEC Charges Trio in “.44 Magnum” Investment Scheme
2012-212	Oct. 18, 2012	Hong Kong Firm to Pay $14 Million to Settle Insider Trading Charges
2012-211	Oct. 17, 2012	Andrew Calamari Named Director of New York Regional Office
2012-210	Oct. 17, 2012	SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
2012-209	Oct. 17, 2012	SEC Charges Hedge Fund Adviser and Two Executives With Fraud in Continuing Probe of Suspicious Fund Performance

SEC News

DAN GALLAGHER, DEPUTY DIRECTOR OF TRADING AND MARKETS, TO LEAVE SEC AND RETURN TO PRIVATE PRACTICE

Washington, D.C., Jan. 25, 2010 – The Securities and Exchange Commission announced today that Daniel M. Gallagher, Jr., a Deputy Director of the Division of Trading and Markets, will leave the agency at the end of this month to return to private practice as a partner in the Washington, D.C., office of WilmerHale. 

SEC News

Congratulations to Daniel M. Gallagher, who has been asked to serve as co-acting Director of the SEC Division of Trading and Markets.   (This is probably a good time to mention that, in the interest of full disclosure, Dan Gallagher is the husband of our very own Stephanie A. Gallagher and, not coincidentally, the father of her children.)